Funções compliance e controlo interno
: caso BNP Paribas Factor S.A.

  • Camilo Alexandre Rocha Ferreira (Student)

Student thesis: Master's Thesis


This project intends to describe the characteristics, processes and themes associated to Compliance and Internal Control functions, based on related literature in addition to the experience gained during an internship at BNP Paribas Factor – Instituição Financeira de Crédito S.A. It was completed within the Masters in Management of the Catholic University of Portugal – Porto. Ultimately, the study aims to analyse the costs and benefits of Compliance and Internal Control functions in financial institutions, to comprehend the framework of these functions in BNP Paribas Factor S.A. and to understand, by means of a survey, the perception of the employees of BNP Paribas Factor S.A., concerning the organization, effectiveness and performance of the Compliance and Internal Control functions in the Institution. The results are complemented with recommendations.
Date of Award2015
Original languagePortuguese
Awarding Institution
  • Universidade Católica Portuguesa
SupervisorRicardo Cruz (Supervisor)


  • Factoring
  • Know your customer
  • Branqueamento de capitais e financiamento de terrorismo
  • Operational risk
  • Internal control
  • Internal audit
  • Risk management policy
  • Credit institutions
  • Credit risk
  • Money laundering and financing of terrorism


  • Mestrado em Gestão

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